Showing posts with label RA 8291. Show all posts
Showing posts with label RA 8291. Show all posts

Hypertension And Glaucoma, Not Being Work-Connected

[2014V1032] GOVERNMENT SERVICE INSURANCE SYSTEM, PETITIONER, VS. AURELIA Y. CALUMPIANO, RESPONDENT

G.R. No. 196102
2014 Nov 26
2nd Division

Labor > Social Welfare Legislation > GSIS Law RA 8291

D E C I S I O N

DEL CASTILLO, J.:
Assailed in this Petition for Review on Certiorari[1] are 1) the October 30, 2009 Decision[2] of the Court of Appeals (CA) in CA-G.R. SP No. 85908 which set aside the June 24, 2004 Decision[3] of the Employees' Compensation Commission (ECC) in ECC Case No. GM-16174-0209-04 and ordered the payment of disability benefits to the herein respondent Aurelia Y. Calumpiano; and 2) the CA's February 23, 2011 Resolution4 denying reconsideration of the assailed CA Decision.
Factual Antecedents
As determined by the CA, the facts are as follows: x x x Aurelia Y. Calumpiano[5] was employed as Court Stenographer at the then Court of First Instance of Samar from January 5, 1972 until her retirement on March 30, 2002.
On March 7, 2002, shortly before her retirement, [respondent] filed before the Supreme Court, an application for disability retirement on account of her ailmentfs], Hypertensive Cardiovascular Disease [and] Acute Angle Closure Glaucoma. To bolster her claim, [respondent] submitted the medical certificates issued by her attending physicians, Dr. Alfred I. Lim and Dr. Elmer Montes, both of whom are Ophthalmologists [at] Eastern Samar Provincial Hospital. She submitted them together with the results of her perimetry test, [a certificate of] which x x x was issued by Dr. Lim. On September 30, 2002, the Supreme Court approved [respondent's] application for disability retirement, under Republic Act No. 8291 (New GSIS Act of 1997).
[Respondent's] disability claim was forwarded to GSIS,[6] but the latter denied her claim for the reason that hypertension and glaucoma, which were her illnesses, were not work[-]related. Her motion for reconsideration was likewise denied by the GSIS.
Petitioner filed an appeal [with] the ECC, which rendered the assailed Decision,[7] the dispositive portion of which stated:
WHEREFORE, in view of the foregoing, the decision appealed from is hereby AFFIRMED and the instant appeal dismissed for want of merit.
SO ORDERED.[8]
In dismissing respondent's appeal, the ECC held:
"Glaucoma is characterized by an intraocular pressure sufficiently elevated to produce intraocular damage. The three major categories of glaucoma are: (1) angle-closure glaucoma, (2) open-angle glaucoma, and (3) congenital and juvenile glaucoma. Eyes that develop primary angle glaucoma are anatomically predisposed to the condition. In primary open-angle glaucoma, [the] angle appears open [and] does not seem to function properly. The exact nature of obstruction has not yet been elucidated. Congenital glaucoma and juvenile glaucoma are thought to be hereditary in most cases, although infectious causes are possible (rubella).["] (Pathologic Basis of Disease by Corran, 6th edition, pages 1374-1375)
"Hypertension is an increase in the blood pressure within the normal of less than 120/80 mm Hg as defined by the Joint National Committee VII. Primary risk factor for developing hypertension is smoking. Other important risk factors are excess body weight, high salt intake, nutritional factors, high alcohol consumption, physical inactivity and psychological factors, including stress." (Principles of Internal Medicine)
To warrant compensability of ailment and its resulting sickness, disability or death under P.D. 626, as amended, Rule III, Section l(b) thereof, specifically provides that the ailment must be listed by the Commission as an occupational disease with the conditions set forth therein satisfied, otherwise, the conditions imposed under the Increased Risk Theory must be complied with.
Appellant[9] worked as a Court Stenographer III of the Supreme Court for thirty (30) years. Her duties were no doubt stressful and the same may have caused her to develop her ailment, hypertension. However, to make the same compensable, it is necessary that there must be impairment of function of her body organs like kidneys, heart, eyes and brain resulting in her permanent disability. An examination of the appellant's records would show that she was not suffering from end[-]organ damage. This was shown in the x x x report [of the ECG] that was taken on the appellant on January 21, 2002. Thus, the same cannot be considered compensable and work-connected.
Likewise, her other ailment, Glaucoma[,] cannot also be considered work-connected. Medical science has explained that it is characterized by an intraocular pressure sufficiently elevated to produce intraocular glaucoma. Here, there was nothing in her duties that would cause or increase her risk of contracting the said ailment.[10]
Ruling of the Court of Appeals
In a Petition for Review[11] filed with the CA and docketed therein as CA-G.R. SP No. 85908, respondent sought to set aside the above ECC Decision, arguing that her illness is work-connected which thus entitles her to disability compensation.
On October 30, 2009, the CA issued the herein assailed Decision containing the following decretal portion:
WHEREFORE, the petition is GRANTED. Accordingly, the assailed Decision is SET ASIDE. Let this case be REMANDED to the Employees' Compensation Commission for the payment of the disability benefits due the Petitioner.
SO ORDERED.[12]
The CA held that while respondent's hypertension and glaucoma are not listed as occupational diseases under the implementing rules of the Employee Compensation Program under Presidential Decree No. 626[13] (PD 626), they were nonetheless contracted and became aggravated during her employment as court stenographer; that under the "increased risk theory," a "non-occupational disease" is compensable as long as proof of a causal connection between the work and the ailment is established;[14] that respondent's illnesses are connected to her work, given the nature of and pressure involved in her functions and duties as a court stenographer; that the certifications issued by the attending physicians certifying to respondent's illnesses should be given credence; that the ECC itself conceded that respondent's duties were "no doubt stressful and the same may have caused her to develop her ailment, hypertension;" and that while the presumption of compensability has been abrogated with the issuance of PD 626, employees' compensation laws nevertheless constitute social legislation which allows for liberality in interpretation to the benefit of the employee, and the policy has always been to extend the applicability of said laws to as many employees who can avail of the benefits thereunder.[15]
Petitioner filed a Motion for Reconsideration, but the CA denied the same in its February 23, 2011 Resolution. Hence, the instant Petition.
Issues
Petitioner submits the following issues for resolution:
WHETHER THE COURT OF APPEALS ERRED IN FINDING THAT RESPONDENT'S DISEASES (HYPERTENSION AND GLAUCOMA) ARE COMPENSABLE UNDER THE INCREASED RISK THEORY; AND
WHETHER THE COURT OF APPEALS ERRED IN REVERSING TFIE FINDINGS OF FACTS OF THE ECC.[16]
Petitioner's Arguments
Praying that the assailed CA pronouncements be set aside and that the June 24, 2004 Decision of the ECC be reinstated, petitioner argues in its Petition and Reply[17] that respondent's hypertension and glaucoma are not compensable under the principle of increased risk; that although essential hypertension is listed as an occupational disease, it is not compensable per se as the conditions under Section 1, Rule III of the Amended Rules on Employees' Compensation[18] should be satisfied; that hypertension is compensable only "if it causes impairment of function of body organs like kidneys, heart, eyes and brain, resulting in permanent disability;"[19] that since respondent did not suffer "end-organ damage" to or impairment of her kidneys, heart, eyes and brain which resulted in permanent disability, her illness is not compensable; that respondent's other illness -glaucoma - is not compensable;[20] and that the findings of the ECC should be accorded respect and finality, as it has the expertise and knowledge on account of its specialized jurisdiction over employee compensation cases.
Respondent's Arguments
In her Comment,[21] respondent seeks the denial of the Petition, arguing relevantly that the "increased risk theory," which applies to her, has been upheld in several decided cases;[22] that in disability compensation cases, it is not the injury which is compensated for but rather the incapacity to work resulting in the impairment of the employee's earning capacity;"[23] and that while the ECC has the expertise and knowledge relative to compensation cases, the CA is not precluded from making its own assessment of the case which goes against that of the ECC's.
Our Ruling
The Court denies the Petition.
In resolving this case, the case of Government Service Insurance System v. Baul[24] comes into mind and lays the groundwork for a similar ruling. In said case, the Court held:
Cerebro-vascular accident and essential hypertension are considered as occupational diseases under Nos. 19 and 29, respectively, of Annex "A" of the Implementing Rules of P.D. No. 626, as amended. Thus, it is not necessary that there be proof of causal relation between the work and the illness which resulted in the respondent's disability. The open-ended Table of Occupational Diseases requires no proof of causation. In general, a covered claimant suffering from an occupational disease is automatically paid benefits.
However, although cerebro-vascular accident and essential hypertension are listed occupational diseases, their compensability requires compliance with all the conditions set forth in the Rules. In short, both are qualified occupational diseases. For cerebro-vascular accident, the claimant must prove the following: (1) there must be a history, which should be proved, of trauma at work (to the head specifically) due to unusual and extraordinary physical or mental strain or event, or undue exposure to noxious gases in industry; (2) there must be a direct connection between the trauma or exertion in the course of the employment and the cerebro-vascular attack; and (3) the trauma or exertion then and there caused a brain hemorrhage. On the other hand, essential hypertension is compensable only if it causes impairment of function of body organs like kidneys, heart, eyes and brain, resulting in permanent disability, provided that, the following documents substantiate it: (a) chest X-ray report; (b) ECG report; (c) blood chemistry report; (d) funduscopy report; and (e) C-T scan.
The degree of proof required to validate the concurrence of the above-mentioned conditions under P.D. No. 626 is merely substantial evidence, that is, such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. What the law requires is a reasonable work-connection and not direct causal relation. It is enough that the hypothesis on which the workmen's claim is based is probable. As correctly pointed out by the CA, probability, not the ultimate degree of certainty, is the test of proof in compensation proceedings. For, in interpreting and carrying out the provisions of the Labor Code and its implementing Rules and Regulations, the primordial and paramount consideration is the employee's welfare. To safeguard the worker's rights, any doubt as to the proper interpretation and application must be resolved in [his] favor.
In the instant case, medical reports and drug prescriptions of respondent's attending physicians sufficiently support her claim for disability benefits. Neither the GSIS nor the ECC convincingly deny their genuineness and due execution. The reports are made part of the record and there is no showing that they are false or erroneous, or resorted to [for the purpose] of deceiving the Court, hence, are entitled to due probative weight. The failure of respondent to submit to a full medical examination, as required by the rules, to substantiate her essential hypertension, is of no moment. The law is that laboratory reports such as X-ray and ECG are not indispensable prerequisites to compensability, the reason being that the strict rules of evidence need not be observed in claims for compensation. Medical findings of the attending physician may be received in evidence and used as proof[s] of the fact in dispute. The doctor's certification as to the nature of claimant's disability may be given credence as he or she normally would not make untruthful certification. Indeed, no physician in his right mind and who is aware of the far[-]reaching and serious effect that his or her statements would cause on a money claim against a government agency would vouch indiscriminately without regarding his own interests and protection.
Significantly, even medical authorities have established that the exact etiology of essential hypertension cannot be accurately traced: The term essential hypertension has been employed to indicate those cases of hypertension for which a specific endocrine or renal basis cannot be found, and in which the neural element may be only a mediator of other influences. Since even this latter relationship is not entirely clear, it is more properly listed for the moment in the category of unknown etiology. The term essential hypertension defines simply by failing to define; hence, it is of limited use except as an expression of our inability to understand adequately the forces at work.[25] It bears stressing, however, that medical experiments tracing the etiology of essential hypertension show that there is a relationship between the sickness and the nature and conditions of work, hi this jurisdiction, we have already ruled in a number of cases the strenuous office of a public schoolteacher. The case of Makabali v. Employees' Compensation Commission, which we have re-affirmed in the subsequent cases of De Vera v. Employees' Compensation Commission, Antiporda v. Workmen's Compensation Commission, and De la Torre v. Employees' Compensation Commission, amply summarized, thus:
x x x x
The fact that the essential hypertension of respondent worsened and resulted in a CVA at the time she was already out of service is inconsequential. The main consideration for its compensability is that her illness was contracted during and by reason of her employment, and any non-work related factor that contributed to its aggravation is immaterial.
Indeed, an employee's disability may not manifest fully at one precise moment in time but rather over a period of time. It is possible that an injury which at first was considered to be temporary may later on become permanent or one who suffers a partial disability becomes totally and permanently disabled from the same cause. The right to compensation extends to disability due to disease supervening upon and proximately and naturally resulting from a compensable injury. Where the primary injury is shown to have arisen in the course of employment, every natural consequence that flows from the injury likewise arises out of the employment, unless it is the result of an independent intervening cause attributable to claimant's own negligence or misconduct. Simply stated, all medical consequences that flow from the primary injury are compensable.
P.D. No. 626, as amended, is said to have abandoned the presumption of compensability and the theory of aggravation prevalent under the Workmen's Compensation Act. Nonetheless, we ruled in Employees' Compensation Commission v. Court of Appeals, that:
Despite the abandonment of the presumption of compensability established by the old law, the present law has not ceased to be an employees'1 compensation law or a social legislation; hence, the liberality of the law in favor of the working man and woman still prevails, and the official agency charged by law to implement the constitutional guarantee of social justice should adopt a liberal attitude in favor of the employee in deciding claims for compensability, especially in light of the compassionate policy towards labor which the 1987 Constitution vivifies and enhances. Elsewise stated, a humanitarian impulse, dictated by no less than the Constitution itself under the social justice policy, calls for a liberal and sympathetic approach to legitimate appeals of disabled public servants; or that all doubts to the right to compensation must be resolved in favor of the employee or laborer. Verily, the policy is to extend the applicability of the law on employees' compensation to as many employees who can avail of the benefits thereunder.[26] (Emphasis supplied)
Also, in Government Service Insurance System v. De Castro,[27] this Court made the following pronouncement:
Other than the given facts, another undisputed aspect of the case is the status of the ailments that precipitated De Castro's separation from the military service - CAD and hypertensive cardiovascular disease. These are occupational diseases. No less than the ECC itself confirmed the status of these ailments when it declared that "Contrary to the ruling of the System CAD is a form of cardiovascular disease which is included in the list of Occupational Diseases." Essential hypertension is also listed under Item 29 in Annex "A" of the Amended ECC Rules as an occupational disease.
Despite the compensable character of his ailments, both the GSIS and the ECC found De Castro's CAD to be non-work related and, therefore, non-compensable. To use the wording of the ECC decision, it denied De Castro's claim "due to the presence of factors which are not work-related, such as smoking and alcohol consumption." De Castro's own military records triggered this conclusion as his Admitting Notes, made when he entered the V. Luna General Hospital due to chest pains and hypertension, were that he was a smoker and a drinker.
As the CA did, we cannot accept the validity of this conclusion at face value because it considers only one side - the purely medical side - of De Castro's case and even then may not be completely correct. The ECC itself, in its decision, recites that CAD is caused, among others, by atherosclerosis of the coronary arteries that in turn, and lists the following major causes: increasing age; male gender; cigarette smoking; lipid disorder due to accumulation of too much fats in the body: hypertension or high blood pressure; insulin resistance due to diabetes; family history of CAD. The minor factors are: obesity; physical inactivity; stress; menopausal estrogen deficiency; high carbohydrate intake; and alcohol.
We find it strange that both the ECC and the GS1S singled out the presence of smoking and drinking as the factors that rendered De Castro's ailments, otherwise listed as occupational, to be non-compensable. To be sure, the causes of CAD and hypertension that the ECC listed and explained in its decision cannot be denied; smoking and drinking are undeniably among these causes. Flowever, they are not the sole causes of CAD and hypertension and, at least, not under the circumstances of the present case. For this reason, we fear for the implication of the ECC ailing if it will prevail and be read as definitive on the effects of smoking and drinking on compensability issues, even on diseases that are listed as occupational in character. The ruling raises the possible reading that smoking and drinking, by themselves, are factors that can bar compensability.
We ask the question of whether these factors can be sole determinants of compensability as the ECC has apparently failed to consider other factors such as age and gender from among those that the ECC itself listed as major and minor causes of atherosclerosis and, ultimately, of CAD. While age and gender are characteristics inherent in the person (and thereby may be considered non-work related factors), they also do affect a worker's job performance and may in this sense, together with stresses of the job, significantly contribute to illnesses such as CAD and hypertension. To cite an example, some workplace activities are appropriate only for the young (such as the lifting of heavy objects although these may simply be office files), and when repeatedly undertaken by older workers, may lead to ailments and disability. Thus, age coupled with an age-affected work activity may lead to compensability. From this perspective, none of the ECC's listed factors should be disregarded to the exclusion of others in determining compensability.
In any determination of compensability, the nature and characteristics of the job are as important as raw medical findings and a claimant's personal and social history. This is a basic legal reality in workers' compensation law. We are therefore surprised that the ECC and the GSIS simply brushed aside the disability certification that the military issued with respect to De Castro's disability, based mainly on their primacy as the agencies with expertise on workers' compensation and disability issues.[28] (Emphasis supplied)
This case should not have been difficult for the petitioner to resolve on its own, given that so many cases have been decided in the past which should have provided it the guiding hand to decide disability cases on its own rightly - instead of putting claimants in the unfortunate position of having to chase the benefits they are clearly entitled to, and waste years prosecuting their claims in spite of their adverse circumstances in life. This Court should not have to parrot over and over again what clearly has been the settled rule; in many ways, this is a waste of time, and it only indicates that petitioner has either not learned its lesson, or it refuses to realize it.
Applying Baul and De Castro to the instant case and looking at the factual milieu, the Court agrees with the CA's conclusion and so declares that respondent's illness is compensable.
Respondent served the government for 30 long years; veritably, as the ECC itself said, "[h]er duties were no doubt stressful and the same may have caused her to develop her ailment, hypertension"[29] - which is a listed occupational disease, contrary to the CA's pronouncement that it is not. And because it is a listed occupational disease, the "increased risk theory" does not apply - again, contrary to the CA's declaration; no proof of causation is required.
It can also be said that given respondent's age at the time, and taking into account the nature, working conditions, and pressures of her work as court stenographer ? which requires her to faithfully record each and every day virtually all of the court's proceedings; transcribe these notes immediately in order to malee them available to the court or the parties who require them; take down dictations by the judge, and transcribe them; and type in final form the judge's decisions, which activities extend beyond office hours and without additional compensation or overtime pay[30] - all these contributed to the development of her hypertension -or hypertensive cardiovascular disease, as petitioner would call it.[31] Consequently, her age, work, and hypertension caused the impairment of vision in both eyes due to "advanced to late stage glaucoma", which rendered her "legally blind."[32]
Contrary to petitioner's submissions, there appears to be a link between blood pressure and the development of glaucoma, which leads the Court to conclude that respondent's glaucoma developed as a result of her hypertension.
Although intraocular pressure (IOP) remains an important risk factor for glaucoma, it is clear that other factors can also influence disease development and progression. More recently, the role that blood pressure (BP) has in the genesis of glaucoma has attracted attention, as it represents a clinically modifiable risk factor and thus provides the potential for new treatment strategies beyond IOP reduction. The interplay between blood pressure and IOP determines the ocular perfusion pressure (OPP), which regulates blood flow to the optic nerve. If OPP is a more important determinant of ganglion cell injury than IOP, then hypotension should exacerbate the detrimental effects of IOP elevation, whereas hypertension should provide protection against IOP elevation. Epidemiological evidence provides some conflicting outcomes of the role of systemic hypertension in the development and progression of glaucoma. The most recent study showed that patients at both extremes of the blood pressure spectrum show an increased prevalence of glaucoma. Those with low blood pressure would have low OPP and thus reduced blood flow; however, that people with hypertension also show increased risk is more difficult to reconcile. This finding may reflect an inherent blood flow dysregulation secondary to chronic hypertension that would render retinal blood flow less able to resist changes in ocular perfusion pressure.[33] x x x (Emphasis and underscoring supplied)
In recent years, we've learned a lot about ocular perfusion pressure (OPP), i.e., the pressure difference between blood entering the eye and IOP. It's clear that three forces ? OPP, IOP and blood pressure ? are interconnected in the glaucoma disease process. The mechanics of that relationship, however, remain ambiguous.
x x x x
The ties between hypertension and glaucoma are less well established but the data, in addition to my involvement in a new study (discussed below), have convinced me they probably do exist. Therefore, I believe potential hypertension, along with potential low blood pressure, should be investigated in patients whose glaucoma continues to progress despite what appears to be well controlled IOP.
x x x x
We suspect there is a close relationship among IOP, OPP, blood pressure and glaucoma, but the exact nature of these associations remains elusive. Complicating matters is the physiological phenomenon known as autoregulation.[34]
Abstract
Aims: To determine whether systemic hypertension and glaucoma might coexist more often than expected, with possible implications for treatment.
Methods: Case-control study using general practitioner database of patients with glaucoma matched with controls for age and sex.
Results: Hypertension was significantly more common in the 27[,]080 patients with glaucoma (odds ratio 1.29, 95% confidence intervals 1.23 to 1.36, p<0.001) than in controls, x x x[35]
While some of the above conclusions are not definitive, it must be stressed that probability, not certainty, is the test of proof in compensation cases."[36] It does not preclude the Court from concluding that respondent's hypertension - apart from her age, work, and working conditions - impaired her vision as a result.
The Court likewise disregards the ECC's finding, which petitioner relies upon, that the primaiy and important risk factors for developing hypertension are smoking, excess body weight, high salt intake, nutritional factors, high alcohol consumption, physical inactivity and psychological factors, including stress. As the Court held in De Castro, these are not the sole causes of hypertension; age, gender, and work stress significantly contribute to its development, and the nature and characteristics of the employment are as important as raw medical findings and a claimant's personal and social history.
Finally, while the ECC possesses the requisite expertise and knowledge in compensation cases, its decision in respondent's case is nonetheless erroneous and contrary to law. The Court cannot uphold its findings; its specialized training, experience and expertise did not serve justice well in this case. The medical certificates and relevant reports issued by respondent's attending physicians ? Drs. Alfred I. Lim, Elmer Montes, and Salvador R. Salceda ? as well as hospital records,[37] deserve credence. The identical findings of these three eye specialists simply cannot be ignored.
In arriving at the above conclusions, the Court is well guided by the principles, declared in Baul and De Castro, that probability, not certainty, is the test of proof in compensation cases; that the primordial and paramount consideration is the employee's welfare; that the strict rules of evidence need not be observed in claims for compensation; that medical findings of the attending physician may be received in evidence and used as proof of the facts in dispute; that in any determination of compensability, the nature and characteristics of the job are as important as raw medical findings and a claimant's personal and social history; that where the primary injury is shown to have arisen in the course of employment, every natural consequence that flows from the injury likewise arises out of the employment, unless it is the result of an independent intervening cause attributable to claimant's own negligence or misconduct; and that the policy is to extend the application of the law on employees' compensation to as many employees who can avail of the benefits thereunder.
WHEREFORE, the Petition is DENIED. The assailed October 30, 2009 Decision and February 23, 2011 Resolution of the Court of Appeals in CA-G.R. SP No. 85908 are AFFIRMED.
SO ORDERED.
Carpio, (Chairperson), Mendoza, Leonen, and Jardeleza, JJ., concur.
* Per Raffle dated October 13, 2014.
[1] Rollo, pp. 3-19.
[2] Id. at 20-B-27; penned by Associate Justice Michael P. Elbinias and concurred in by Associate Justices Rosmari D. Carandang and Arturo G. Tayag.
[3] Id. at 31-34; penned by ECC Executive Director Elmor D. Jur?dico.
[4] Id. at 28-30; penned by Associate Justice Michael P. Elbinias and concurred in by Associate Justices Rosmari D. Carandang and Danton Q. Bueser.
[5] Herein respondent.
[6] Government Service Insurance System, the herein petitioner.
[7] Rollo, pp. 3 1-34; dated June 24. 2004, penned by ECC Executive Director Elmor D. Juridico.
[8] Id. at 20-B to 21.
[9] Herein respondent.
[10] Rollo, pp. 33-34.
[11] CA rollo, pp. 2-9.
[12] Rollo, p. 26.
[13] FURTHER AMENDING CERTAIN ARTICLES OF PRESIDENTIAL DECREE No. 442 ENTITLED "LABOR CODE OF THE PHILIPPINES."
[14] Citing Government Service Insurance System v. Court of Appeals, 417 Phil. 102 (2001); Government Service Insurance System v. Ibarra, 562 Phil. 924 (2007); Bonilla v. Court of Appeals, 395 Phil. 162 (2000); Government Service Insurance System v. Cordero, 600 Phil. 678 (2009); and Caslor-Garupa v. Employees' Compensation Commission, 521 Phil. 311 (2006). Citing Government Service Insurance System v. Cuanang, G.R. No. 158846, June 3, 2004 430 SCRA 639
[16] Rollo, p. at 7.
[17] Id. at 61-70.
[18] SECTION 1. Grounds. - (a) For the injury and the resulting disability or death to be compensable, the injury must be the result of employment accident satisfying all of the following conditions: x x x x
(b) For the sickness and the resulting disability or death to be compensable, the sickness must be the result of an occupational disease listed under Annex "'A" of these Rules with the conditions set therein satisfied; otherwise, proof must be shown that the risk of contracting the disease is increased by the working conditions.
(c) Only injury or sickness that occurred on or after January 1, 1975 and the resulting disability or death shall be compensable under these Rules.
[19] Citing No. 29 of List of Occupational and Compensable Diseases, Annex "A" of the Amended Rules on Employees' Compensation, which states:
29. Essential Hypertension.
Hypertension classified as primary or essential is considered compensable if it causes impairment of function of body organs like kidneys, heart, eyes and brain, resulting in permanent disability; Provided that, the following documents substantiate it: (a) chest X-ray report, (b) ECG report (c) blood chemistry report, (d) funduscopy report, and (e) C-T scan.
[20] Citing Hatta Hataie v. Employees' Compensation Commission, G.R. No. 92803, March 22, 1991, 195 SCRA 580.
[21] Rollo, pp. 41 -46.
[22] Those which the CA cited in its assailed Decision.
[23] Citing Philimare, inc/Marlow Navigation Co., Ltd. v. Suganob, 579 Phil. 706 (2008) and Government Service Insurance System v. Casco, 582 Phil. 267 (2008).
[24] 529 Phil. 390 (2006).
[25] In layman's terms, "essential hypertension" is defined as:
1) "a common form of hypertension that occurs in the absence of any evident cause, is marked hemodynamically by elevated peripheral vascular resistance, and has multiple risk factors (as family history of hypertension, high dietary sodium intake, obesity, sedentary lifestyle, and emotional stress)? called also idiopathic hypertension, primary hypertension." http://www.merriam-webster.com/medical/essential%20hypertension. Last visited November 19, 2014.
2) "persistent and pathological high blood pressure for which no cause can be found." http://medical-dictionary.thefreedictionary.com/essential+hypertension. Last visited November 19, 2014.
In other words, "essential hypertension" means elevated blood pressure that does not have a known cause.
[26] Government Service Insurance System v. Baul, supra note 24 at 395-401.
[27] 610 Phil. 568 (2009).
[28] Id. at 580-582.
[29] Rollo, p. 33.
[30] CA rollo, p. 12.
[31] Rollo, p. 6.
[32] CA rollo, p. 54.
[33] He, Z, Vingrys, A. J., Armitage, J. A. and Bui, B. V. (2011), The Role Of Blood Pressure In Glaucoma. Clinical and Experimental Optometry, Vol. 94; Issue 2, pages 133-149. doi: 10.1111/j. 1444-0938.2010.00564.x http://onlineHbrary.wiley.com/doi/10.1111/j.1444-0938.2010.00564.x/full. Last visited: November 19,2014.
[34] Varna, Rohit, MD, MPH, Blood Pressure's Impact on Glaucoma, Article Date: 4/1/2010. http://www.ophthalmologymanagement.com/articleviewer.aspx?articleID=104193. Last visited- November 19, 2014.
[35] M J S Langman, R J Lancashire, K K Cheng, and P M Stewart, Systemic Hypertension And Glaucoma: Mechanisms In Common And Co-Occurrence, accepted 23 December 2004, British Journal of Ophthalmology, http://bjo.bmj.eom/contenl/89/8/960.full. Last visited November 19, 2014.
[36] Government Service Insurance System v. Cuanang, supra note 15 at 648.
[37] CA rollo, pp. 51, 52, 54-60, 62-86, 101, 120, 124.

Lung Cancer Is Occupational Only With Respect To ...

[2014V850] GOVERNMENT SERVICE INSURANCE SYSTEM, PETITIONER, VS. JOSE M. CAPACITE, RESPONDENT.


G.R. No. 199780
2014 Sep 24
2nd Division

Labor > Social Welfare Legislation > GSIS Law RA 8291

D E C I S I O N

BRION, J.:
This is an appeal under Rule 43 of the Rules of Court of the decision[1] dated August 4, 2011 and the resolution[2] dated November 24, 2011 of the Court of Appeals (CA) in CA-GR SP No. 116030. The appealed decision reversed and set aside the Decision dated June 29, 2010 of the Employees' Compensation Commission (ECC), which denied the claim for compensation benefits under Presidential Decree No. 626 (PD 626)[3] filed by Jose M. Capacite (Jose).
The Antecedent Facts
Elma Capacite (Elma) was an employee in the Department of Agrarian Reform (DAR) - Eastern Samar Provincial Office, Borongan, Eastern Samar, who successively held the following positions between the periods of November 8, 1982 to July 15, 2009: Junior Statistician, Bookkeeper, Bookkeeper II, and finally as Accountant I.[4]
On May 11, 2009, due to persistent cough coupled with abdominal pain, Elma was admitted at the Bethany Hospital. The pathology examination showed that she was suffering from "Adenocarcinoma, moderately differentiated, probably cecal origin with metastases to mesenteric lymph node and seeding of the peritoneal surface."[5]
On July 16, 2009, Elma died due to "Respiratory Failure secondary to Metastatic Cancer to the lungs; Bowel cancer with Hepatic and Intraperitoneal Seeding and Ovarian cancer."[6]
On May 13, 2009, Elma's surviving spouse, Jose, filed a claim for ECC death benefits before the Government Service Insurance System (GSIS) Catbalogan Branch Office, alleging that Elma's stressful working condition caused the cancer that eventually led to her death.[7]
On August 18, 2009, the GSIS denied Jose's claim. The GSIS opined that Jose had failed to present direct evidence to prove a causal connection between Elma's illness and her work in order for the claimant to be entitled to the ECC death benefits.[8]
Jose appealed the GSIS decision to the ECC. On June 29, 2010, the ECC denied Jose's claim for death benefits.[9] The ECC held that colorectal cancer is not listed as an occupational and compensable disease under Annex "A" of the Amended Rules on Employee's Compensation.[10] Although its item 17 provides that "[c]ancer of the lungs, liver and brain shall be compensable," the rules required "that it had been incurred by employees working as vinyl chloride workers, or plastic workers."[11]
Jose appealed the ECC ruling to the CA under Rule 43 of the Rules of Court. On August 4, 2011, the CA granted the petition and reversed the ECC findings. Without discussing the nature of Elma's employment, the CA ruled that she had "adenocarcinoma of the lungs" or "lung cancer," which is a respiratory disease listed under Annex "A" of the Amended Rules on Employee's Compensation, entitling her heirs to death benefits even if she had not been a "vinyl chloride worker, or plastic worker."
The CA further ruled that Jose was no longer required to provide evidence that would directly connect the deceased's illness with her working conditions; that it was enough that the nature of her employment contributed to the development of the disease. As a bookkeeper, the CA assumed that Elma had been exposed to voluminous dusty records and other harmful substances that aggravated her respiratory disease.
GSIS filed a motion for reconsideration which the CA denied in its resolution dated November 24, 2011. The GSIS now comes before us for a final review.
The Issues
GSIS raises the following assignment of errors:
I.
THE CA ERRED IN RULING THAT METASTASIZED TO THE LUNGS IS AN AILMENT AKIN TO RESPIRATORY DISEASE UNDER ANNEX "A" OF P.D. NO. 626, AS AMENDED, OR THAT SUCH DISEASE IS WORK-RELATED.
II.
THE CA ERRED IN APPLYING THE LIBERAL INTERPRETATION OF THE RULES SINCE THE LIMITED RESOURCES DERIVED FROM ECC CONTRIBUTIONS SHOULD ONLY BE APPLIED TO LEGITIMATE CLAIMS FOR COMPENSATION BENEFITS.
GSIS primarily argues that Elma's illness is not work-related. It is neither listed under Annex "A" of the Amended Rules on Employee's Compensation, nor was it caused by her working conditions. GSIS asserts that the liberal attitude to grant benefits should not be used to defeat the mandate of the GSIS to provide meaningful protection to all government employees who are actually working under hazardous circumstances.
The Court's Ruling
We find the petition meritorious.
PD 626, as amended, defines compensable sickness as "any illness definitely accepted as an occupational disease listed by the Commission, or any illness caused by employment subject to proof by the employee that the risk of contracting the same is increased by the working conditions." Of particular significance in this definition is the use of the conjunction "or," which indicates alternative situations.
Based on this definition, we ruled in GSIS v. Vicencio[12] that for sickness and the resulting death of an employee to be compensable, the claimant must show either: (1) that it is a result of an occupational disease listed under Annex "A" of the Amended Rules on Employees' Compensation with the conditions set therein satisfied; or (2) if not so listed, that the risk of contracting the disease was increased by the working conditions.
While item 17, Annex "A" of the Amended Rules of Employee's Compensation considers lung cancer to be a compensable occupational disease, it likewise provides that the employee should be employed as a vinyl chloride worker or a plastic worker. In this case, however, Elma did not work in an environment involving the manufacture of chlorine or plastic, for her lung cancer to be considered an occupational disease.[13] There was, therefore, no basis for the CA to simply categorize her illness as an occupational disease without first establishing the nature of Elma's work. Both the law and the implementing rules clearly state that the given alternative conditions must be satisfied for a disease to be compensable.
No proof exists showing that Elma's lung cancer was induced or aggravated by her working conditions
We also do not find that Elma's cause of death was work-connected. As we earlier pointed out, entitlement to death benefits depends on whether the employee's disease is listed as an occupational disease or, if not so listed, whether the risk of contracting the disease has been increased by the employee's working conditions.
In reversing the ECC and granting the claim for death benefits, the CA relied on the case of GSIS v. Vicencio,[14] which particularly states:
Granting, however, that the only cause of Judge Vicencio's death is lung cancer, we are still one with the CA in its finding that the working conditions of the late Judge Vicencio contributed to the development of his lung cancer.
It is true that under Annex "A" of the Amended Rules on Employees' Compensation, lung cancer is occupational only with respect to vinyl chloride workers and plastic workers. However, this will not bar a claim for benefits under the law if the complainant can adduce substantial evidence that the risk of contracting the illness is increased or aggravated by the working conditions to which the employee is exposed to.
It is well-settled that the degree of proof required under P.D. No. 626 is merely substantial evidence, which means, "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." What the law requires is a reasonable work-connection and not a direct causal relation. It is enough that the hypothesis on which the workman's claim is based is probable. Medical opinion to the contrary can be disregarded especially where there is some basis in the facts for inferring a work-connection. Probability, not certainty, is the touchstone. It is not required that the employment be the sole factor in the growth, development or acceleration of a claimant's illness to entitle him to the benefits provided for. It is enough that his employment contributed, even if to a small degree, to the development of the disease. [Emphasis ours]
x x x x
We hold that the CA's application of the Vicencio ruling is misplaced. The correct implementing rule under PD 626 or Section 1(b), Rule III of the Amended Rules on Employee's Compensation in fact provides that:
Section 1. Grounds.
x x x x
(b) For the sickness and the resulting disability or death to be compensable, the sickness must be the result of an occupational disease listed under Annex "A" of these Rules with the conditions set therein satisfied, otherwise, proof must be shown that the risk of contracting the disease is increased by the working conditions. [Emphasis ours]
The CA failed to consider that what moved the Court to grant death benefits to the heirs of Judge Vicencio was the proof that the judge had been in contact with voluminous and dusty records. The Court also took judicial notice of the dilapidated conditions of Judge Vicencio's workplace:
The late Judge Vicencio was a frontline officer in the administration of justice, being the most visible living representation of this country's legal and judicial system. It is undisputed that throughout his noble career from Fiscal to Metropolitan Trial Court Judge, and, finally, to RTC Judge, his work dealt with stressful daily work hours, and constant and long-term contact with voluminous and dusty records. We also take judicial notice that Judge Vicencio's workplace at the Manila City Hall had long been a place with sub-standard offices of judges and prosecutors overflowing with records of cases covered up in dust and are poorly ventilated. All these, taken together, necessarily contributed to the development of his lung illness." [Emphasis ours]
In contrast with the present case, Jose merely alleged that throughout Elma's 27-year service at the DAR, she had a very demanding job; that she rose from the ranks as a Junior Statistician, until she reached the position of Accountant I. Jose also explained that Elma had to examine various financial statements for accuracy; perform complex accounting reports; and prepare financial statements. She also had to constantly render overtime work, even during weekends, in order to study, analyze, balance, formulate and finalize reports. All these involved prolonged sitting, exposure to cold room temperature at the office, physical effort and mental exertion, making her highly susceptible to physical and mental fatigue, stress and strain.[15]
The rule is that the party who alleges an affirmative fact has the burden of proving it because mere allegation of the fact is not evidence of it.[16] Proof of direct causal connection is not, however, indispensably required. The law merely requires substantial evidence - such relevant evidence as a reasonable mind might accept as adequate to support a conclusion that the claimant's employment contributed, even if to a small degree, to the development of the disease.[17] Thus, there is no requirement that the employment be the sole factor in the growth, development or acceleration of a claimant's illness for the latter to be entitled to the benefits provided for.[18] However, it is important to note that adequate proof must be presented to substantiate the claim for death benefits.
In Dator v. Employees' Compensation Commission,[19] we emphasized that the deceased employee had been proven to have been exposed to dusty substances and unsanitary conditions:
Until now the cause of cancer is not known. Despite this fact, however, the Employees' Compensation Commission has listed some kinds of cancer as compensable. There is no reason why cancer of the lungs should not be considered as a compensable disease. The deceased worked as a librarian for about 15 years. During all that period she was exposed to dusty books and other deleterious substances in the library under unsanitary conditions. [Emphasis ours]
In Raro v. Employees' Compensation Commission,[20] we stated that medical science cannot, as yet, positively identify the causes of various types of cancer. It is a disease that strikes people in general. The nature of a person's employment appears to have no relevance. Cancer can strike a lowly paid laborer, or a highly paid executive, or one who works on land, in water, or in the bowels of the earth. It makes no difference whether the victim is employed or unemployed, a white collar employee or a blue collar worker, a housekeeper, an urban dweller or the resident of a rural area.
By way of exception, certain cancers have reasonably been traced to or considered as strongly induced by specific causes. For example, heavy doses of radiation (as in Chernobyl, USSR), cigarette smoke over a long period for lung cancer, certain chemicals for specific cancers, and asbestos dust, among others, are generally accepted as increasing the risks of contracting specific cancers. In the absence of such clear and established empirical evidence, the law requires proof of causation or aggravation.
Aside from Jose's general allegations proving the stressful duties of his late wife, no reasonable proof exists to support the claim that her respiratory disease, which is similar to lung cancer, was aggravated by her working conditions. The records do not support the contention that she had been exposed to voluminous and dusty records, nor do they provide any definite picture of her working environment.
We cannot, under this evidentiary situation, grant death compensation benefits solely on the assumption that she might have been exposed to deleterious substances while working as bookkeeper and accountant. We cannot likewise award compensation benefits on the basis of stress and fatigue, which are general consequences of working in practically all kinds of human activity; otherwise, we would unreasonably open the floodgates of compensability and render the purposes of a system like GSIS meaningless.
Insurance trust fund should only be applied to legitimate claims for compensation benefits
While PD 626, as amended, is a social legislation whose primary purpose is to provide meaningful protection to the working class against the hazards of disability, illness, and other contingencies resulting in loss of income, it was not enacted to cover all ailments of workingmen. The law discarded, among others, the concepts of "presumption of compensability" and "aggravation" and substituted a system based on social security principles. The intent was to restore a sensible equilibrium between the employer's obligation to pay workmen's compensation and the employee's right to receive reparation for work-connected death or disability.[21]
The new employee compensation program now directs that all covered employers throughout the country be required by law to contribute fixed and regular premiums or contributions to a trust fund for their employees. Benefits are paid from this trust fund. If diseases not intended by the law to be compensated are inadvertently or recklessly included, the integrity of the trust fund would be endangered. In this sense, compassion for the victims of diseases not covered by the law ignores the need to show a greater concern for the trust fund to which the tens of millions of workers and their families look up to for compensation whenever covered accidents, salary and deaths occur.[22]
As an agency charged by law to manage and administer the limited trust fund of the government officials and employees, the GSIS has the difficult task of insuring all legitimate claims. Suffice it to say that a misplaced compassion for victims of diseases or injuries would prejudice the very same workers and their beneficiaries in times of need.
In sum, for insufficiency of evidence of causation or aggravation, we cannot grant Jose's claim for compensation benefits.
WHEREFORE, premises considered, we hereby GRANT the petition. The decision and the resolution of the Court of Appeals in CA-GR SP No. 116030 are hereby REVERSED and SET ASIDE. The ECC decision dated June 29, 2010 is hereby REINSTATED. No costs.
SO ORDERED.
Carpio, (Chairperson), Del Castillo, Mendoza, and Leonen, JJ., concur.
[1] Rollo, pp. 34-40, penned by then CA Associate Justice Bienvenido L. Reyes (now a Member of this Court), concurred in by then CA Associate Justice Estela M. Perlas-Bernabe (now also a Member of this Court) and Justice Elihu A. Ybanez.
[2] Id. at 32-33.
[3] Further Amending Certain Articles of Presidential Decree No. 442 Entitled "Labor Code of the Philippines."
[4] Rollo, p. 34.
[5] Id. at 35.
[6] Id.
[7] Id.
[8] Id.
[9] Id.
[10] Id. at 37.
[11] Approved under ECC Resolution No. 247-A, dated April 13, 1977.
[12] G.R. No. 176832, May 21, 2009, 588 SCRA 138, 146.
[13] Under item 17 of Annex "A," cancer of the lungs, liver and brain" shall be compensable, but only when it had been incurred by employees working as "vinyl chloride workers, or plastic workers."
[14] Supra note 12.
[15] Rollo, pp. 50-51.
[16] Luxuria Homes, Inc. v. Court of Appeals, G.R. No. 125986, January 28, 1999, 302 SCRA 315, 325; Coronel v. Court of Appeals, G.R. No. 103577, October 7, 1996, 263 SCRA 15, 35.
[17] Supra note 12, at 146, citing La O v. Employees' Compensation Commission, G.R. No. L-50918, May 17, 1980, 97 SCRA 780, 790.
[18] Salalima v. Employees' Compensation Commission, G.R. No. 146360, May 20, 2004, 428 SCRA 715, 722-723, citing Salmone v. Employees' Compensation Commission and Social Security System, G.R. No. 142392, 26 September 2000, 341 SCRA 150.
[19] 197 Phil. 590, 593 (1982).
[20] G.R. No. L-58445, April 27, 1989.
[21] Id.
[22] Id.